Areas of Expertise

• Anti-Money Laundering (AML)
• Customer Due Diligence (CDD)
• Periodic Reviews
• Risk Assessments

Overview

Charlie is a Compliance Administrator in the Oakbridge Funds Team, where he supports the Compliance Manager and Head of Compliance in delivering both client and internal compliance services. His primary responsibilities include conducting customer due diligence, risk assessments, onboarding, and high-risk reviews. He also assists with routine compliance monitoring, reporting, and maintaining internal registers.

Charlie has three years of experience in the finance industry, including a part-time role at Langham Hall where he supported investor screening, periodic reviews, and compliance monitoring processes. He recently completed a BA (Hons) in Business from the University of Plymouth, following earlier studies at University College Jersey, where he gained a solid foundation in key business disciplines such as marketing, finance, operations, and entrepreneurship.

He is responsible for facilitating our clients with their service deliverables, ensuring that their needs and expectations are met in an efficient and effective manner. He supports the team through processes such as distributions, drawdowns, reporting and day-to-day client deliverables.

Qualifications & Memberships

• BA (Hons) Business – University of Plymouth
• FdA Business and Management – University College Jersey
• BTEC Level 3 Extended Diploma in Business